Updated November 2020
State Highway Safety Offices (SHSOs) implement behavioral highway safety programs with federal grant funds largely by suballocating funding to other state and local agencies and nonprofits. SHSOs must monitor these grants to ensure that subrecipients are spending their funds in the manner intended.
GHSA developed the Monitoring Advisory to enhance the state monitoring processes. The August 2020 update contains general revisions to language, deletes references to the 2006 survey results and adds a new subsection on Virtual Monitoring During a Pandemic. The online SHSO monitoring-related forms were updated in early November 2020. This includes replacements, a new Appendix section on Virtual Monitoring and 41 new forms and policies.
Download GHSA Monitoring Advisory
Appendices
Appendix A. State Monitoring Survey
Appendix B. Tabulation of Responses to GHSA Survey Questions
Appendix C. Policies and Procedures Samples
- Arizona Project Monitoring Guide - NEW
- Illinois - UPDATED
- Indiana Monitoring Guidelines
- Iowa Administrative and Performing Monitoring for Law Enforcement Grants - NEW
- Iowa Administrative and Performance Monitoring for Non-Law Enforcement Grants - NEW
- Kentucky
- Maryland - UPDATED
- Mississippi Monitoring Tool with Forms - NEW
- Nebraska Program Management Manual - UPDATED
- Nevada
- Ohio
- Oklahoma
- Oregon On-Site Project Monitoring Process
Appendix D. Monitoring Form Samples
- Alabama
- Illinois On-Site Monitoring Report
- Illinois Project Monitoring Checklist and Report
- Indiana Grant Monitoring Checklist and Report
- Iowa Administrative Review Report - NEW
- Iowa Non-Enforcement Administrative Review Report - NEW
- Kentucky On-Site Monitoring Form
- Maine On-Site or Telephone Contact Subgrant Monitoring Form
- Maryland On-Site Project Monitoring Checklist and Report Form - UPDATED
- Massachusetts Site Visit Report Form - NEW
- Michigan
- Nebraska On-Site Monitoring Form - UPDATED
- Nevada On-Site Monitoring Report
- North Dakota Program and Financial On-Site Monitoring Report - UPDATED
- North Dakota Program and Financial On-Site Monitoring Report for Law Enforcement - UPDATED
- Oklahoma On-Site Project Review Checklist
- Oregon On-Site Midyear Monitoring Report
- Rhode Island Monitoring Administrative Review Report
- Tennessee Desk Monitoring Form including policy
- Tennessee Monitoring Form Example (incomplete sample)
- Virginia Grant File Review/Site Visit for Law Enforcement - NEW
- Virginia Progress and Monitor Report for State Agencies and Non-Profit Organizations - NEW
- Virginia Progress and Monitor Report for Law Enforcement - NEW
Appendix E. SHSO In-House Preparation Samples
- Iowa Administrative Review Preparation Checklist for Law Enforcement Grants - NEW
- Iowa Administrative Review Preparation Checklist for Non-Law Enforcement Grants - NEW
- Kentucky
- Minnesota Preparation for On-site Monitoring Report - NEW
- North Carolina
- Rhode Island Monitoring Visit Explanation Letter for Subrecipients
- Tennessee Program Manager Monitoring Checklist
Appendix F. Miscellaneous SHSO Forms, Checklists, and Practices
- Alabama Sample Grantee Notification Letters
- Georgia PowerPoint Presentation On-Site Form Training
- Hawaii Equipment Record
- Hawaii Record of Small Purchases
- Indiana Year-End Grant File Checklist
- Iowa Law Enforcement Performance Measures Review Form
- Iowa Tracking Report Summary
- Kansas Useful Life Schedule - UPDATED
- Maryland Monitoring Tracking (in house) Work Sheet - UPDATED
- Maryland On-Site Monitoring Confirmation Email - UPDATED
- Maryland On-Site Monitoring Visit Email Reminder - UPDATED
- Maryland On-Site Visit Letter Template - UPDATED
- Massachusetts Monitoring Form for Meetings, Trainings & Technical Assistance Visits - NEW
- Missouri Telephone Contact Monitoring Schedule
- New Mexico Contract File Checklist - NEW
- New Mexico CFR Requirement Checklist - NEW
- New Mexico Main Monitoring Checklist - NEW
- New Mexico Project File Review Checklist
- New Mexico Site Visit Checklist / Selective Traffic Enforcement
- North Carolina Project Tracking Form
- North Dakota Contract Execution Email - NEW
- North Dakota FFATA Subrecipient Information Collection Form - UPDATED
- North Dakota Single Audit Certification - NEW
- Ohio Grantee on Notice Letter
- Ohio Grantee on Notice Policy
- Oklahoma Contract Non-Compliance Procedure
- South Carolina Financial Monitoring Form - UPDATED
- Tennessee Grant Equipment Inventory Template - NEW
- Tennessee Grant Equipment Surplus Release Letter - UPDATED
- Tennessee Monitoring (Pre-Visit Notification) Letter Template - UPDATED
- Tennessee Monitoring (Follow-Up Notice) Letter Template (no findings)
- Tennessee Monitoring Refresher Course Agenda - UPDATED
- Tennessee Shadow Monitoring Feedback Survey - NEW
- Tennessee Things to Remember When Scheduling - NEW
- Tennessee Title VI Assessment
- Virginia Grant Application EZ Guide - NEW
- Virginia Grant File Review/Site Visit for Law Enforcement - NEW
- Virginia Highway Safety Equipment Valued at $5,000 or more Tracking Report - NEW
- Virginia Non-Profit and Higher Education Grant Checklist - NEW
- West Virginia Monitoring Report Log
- West Virginia Agency Equipment Request Form - NEW
Appendix G. SHSO Risk Assessment Forms
- Alabama Comprehensive Risk Assessment Form
- Colorado Risk Assessment Template - NEW
- Indiana Risk Assessment Form
- Iowa Risk Assessment Form - NEW
- Iowa Risk Assessment Form for Law Enforcement - NEW
- Kentucky Risk Assessment (manual tabulation)
- Kentucky Risk Assessment (electronic tabulation)
- Maryland Risk Assessment Form - NEW
- Massachusetts Risk Assessment Form - NEW
- Michigan Risk Assessment and Monitoring Checklist
- Minnesota Pre-Award Risk Assessment Form - NEW
- Minnesota Medium and High-Risk Grant, Risk Assessment Follow-Up - NEW
- Minnesota High-Risk Assessment Plan - NEW
- Montana Pre-Award Risk Assessment Form and Rating Scale
- Montana Risk Assessment Subrecipient Follow-up Form
- Montana Post-Award Risk Assessment Plan
- Nebraska Risk Assessment Form - NEW
- New Mexico Pre-Award Risk Assessment Form - NEW
- New Mexico Pre-Award Risk Assessment Form for Non-Law Enforcement Subrecipients Form - NEW
- New York Risk Assessment Process - NEW
- Oklahoma Pre-Award Risk Assessment Form (modified version of Montana form)
- Oklahoma Risk Assessment Applicant Follow-up Form (modified version of Montana form)
- Pennsylvania Subrecipient Risk Assessment Form & Monitoring Scale
- Pennsylvania Risk Assessment Summary Tracking List
- Rhode Island Risk Assessment Form (Montana version)
- Utah Risk Assessment Form Package (modified version of Montana forms in one package)
- Vermont Policy for Grant Issuance and Monitoring (see pgs. 42-43 Grantee Risk-Based Assessment)